Rubber Products Company



                   Authorized Distributor of Parker O-Rings, Parker Seals and Parker Products

o-ring failure modes


O-Ring Failure Modes
Like any device subject to judgment in design or to human error during installation, O-ring seals are susceptible to failure. The following brief summary of O-ring failure patterns is intended to give the designer/engineer a brief overview of the more common types of failure and a listing of recommended corrective actions. While there are a number of different types and causes of sealfailure, we intend to cover only the types encountered most frequently. For a more complete listing of O-ring failure modes, Parker suggests the engineer obtain a copy of Publication AIR1707, Patterns of O-Ring Failure, available from: SAE Inc.400 Commonwealth Drive Warrendale, PA 15095 www.sae.org

AIR1707, Patterns of O-Ring Failure, contains extensive material and some excellent photographs and will be most helpful for identifying the less common modes of O-ring failure not covered in this guide.

Why an O-Ring Fails Prematurely
The premature failure of an O-ring in service can usually be attributed to a combination of causes and not merely a single failure mode. It is important to maximize sealing life and reliability by educing the probability of seal failure at the onset by the use of good design practices, proper compound selection, pre-production testing, and continued education and training of assembly personnel.

 CompressionSet
  Probably the most common cause of O-ring failure is compression set. An effective O-ring 
  seal requires a continuous “seal line” between the sealed surfaces. The establishment of
  this “seal line” is a function of gland design and seal crosssection which determines the
  correct amount of squeeze (compression) on the O-ring to maintain seal integrity without
  excessive deformation of the seal element. (See Section II, Basic O-Ring Elastomers, for an
  in-depth discussion of compression set and Section IV, Static O-Ring Sealing, for
  information on correct gland design.) There are a number of factors that can contribute to
  compression set failure of an O-ring seal. They are listed below. Figure below provides an
  illustration of characteristic compression set. See the Table below for a failure analysis and
  corrective action discussion
                              
Characteristic compression set — high deformation-seen as flattening on all contact surfaces.
 Failure Analysis
 In general, extrusion and nibbling are caused by one or more of the following conditions:
 1. Excessive clearances.
 2. High pressure (in excess of system design or high pressure excursions).
 3. O-ring material too soft.
 4. Degradation (swelling, softening, shrinking, cracking, etc.) of O-ring material by system 
      fluid.
 5. Irregular clearance gaps caused by eccentricity.
 6. Increase in clearance gaps due to excessive system pressure.
 7. Improper machining of O-ring gland (sharp edges).
 8. Improper size (too large) O-ring installed causing excessive filling of groove.
 
 Prevention/Correction
 Suggested solutions to the causes of Extrusion and Nibbling listed above are:
 1. Decrease clearance by reducing machining tolerances.
 2. Use back-up devices. (See Section VI, ParBack Back-Up Rings, for information on  Parker  
      Parbak anti-extrusion devices
 3. Check O-ring material compatibility with system fl uid.
 4. Increase rigidity of metal components.
 5. Replace current O-ring with a harder O-ring.
 6. Break sharp edges of gland to a minimum radius 0.005 inches.
 7. Insure installation of proper size O-rings.
 8. Use alternative seal shape, for example, in some long stroke piston or rod applications, 
      the Parker T-Seal, with its built-in back-up rings, may prevent extrusion and spiral failure.
 
 Identification of Extrusion Failure
 A typical example of O-ring extrusion is when edges of the ring on the low pressure or 
 downstream side of the gland exhibit a “chewed” or “chipped” appearance. In an O-ring that
 has failed due to nibbling, it may have the appearance that many small pieces have been
 removed from the low pressure side. In some forms of extrusion, more than 50% of the O-
 ring may be destroyed before catastrophic leakage is observed.

  


 Extrusion and Nibbling
 Extrusion and Nibbling Extrusion and nibbling of the O-ring is a primary cause of seal failure
 in dynamic applications such as hydraulic rod and piston seals. This form of failure may 
 also be found from time to time in static applications subject to high pressure pulsing which
 causes the clearance gap of the mating fl anges to open and close, trapping the O-ring
 between the mating surfaces. See Table below for a failure analysis and corrective action
 discussion. The Figure 10-2 shows an example of an extruded  and “nibbled” O-ring.
 
 
                                        
                                             Figure 2:   Extruded O-Ring
 Failure Analysis
 In general, extrusion and nibbling are caused by one or more of the following conditions:
 1. Excessive clearances.
 2. High pressure (in excess of system design or high pressure excursions).
 3. O-ring material too soft.
 4. Degradation (swelling, softening, shrinking, cracking, etc.) of O-ring material by system
      fluid.
 5. Irregular clearance gaps caused by eccentricity.
 6. Increase in clearance gaps due to excessive system pressure.
 7. Improper machining of O-ring gland (sharp edges).
 8. Improper size (too large) O-ring installed causing excessive filling of groove.
 
 Prevention/Correction
 Suggested solutions to the causes of Extrusion and Nibbling listed above are:
 1. Decrease clearance by reducing machining tolerances.
 2. Use back-up devices. (See Section VI, ParBack Back-Up Rings, for information on Parker
      Parbak  anti-extrusion devices.)
 3. Check O-ring material compatibility with system fl uid.
 4. Increase rigidity of metal components.
 5. Replace current O-ring with a harder O-ring.
 6. Break sharp edges of gland to a minimum radius 0.005 inches.
 7. Insure installation of proper size O-rings.
 8. Use alternative seal shape, for example, in some long stroke piston or rod applications,
      the Parker T-Seal, with its built-in back-up rings, may prevent extrusion and spiral failure.
 
 Identification of Extrusion Failure
 A typical example of O-ring extrusion is when edges of the ring on the low pressure or 
 downstream side of the gland exhibit a “chewed” or “chipped” appearance. In an O-ring that
 has failed due  to nibbling, it may have the appearance that many small pieces have been
 removed from the low  pressure side. In some forms of extrusion, more than 50% of the O-
 ring may be destroyed before  catastrophic leakage is observed.
 


 Spiral Failure
 Spiral failure of  an O-ring is often found on long stroke hydraulic piston seals and to a 
 lesser degree on rod seals. This type of O-ring failure is caused when the seal
 becomes “hung-up’’ at one point on its diameter (against the cylinder wall) and slides
 and rolls at the same time. The resultant twisting of the O-ring as the sealed device is
 cycled finally causes the seal to develop a series of deep spiral cuts (usually at a 45°
 angle) on the surface of the seal. (For more complete discussion on spiral failure, see
 Section IV, Static O-Ring Sealing).
 
 
                         
 
 Failure Analysis
 As stated above, spiral failure is generally caused by an O-ring both sliding and rolling
 at the same time. Conditions which may cause this to occur are: 
 1. Eccentric components.
 2. Wide clearance combined with side loads.
 3. Uneven surface fi nishes.
 4. Inadequate or improper lubrication.
 5. O-ring too soft.
 6. Stroke speed (usually too slow).
 7. Improper installation (O-ring pinched or rolled).
 
 Prevention/Correction
 Suggested solutions to the causes of spiral failure are as follows:
 1. Improve surface fi nish of sealed assembly at dynamic interface (Cylinder Bore,
     Piston Rod).
 2. Check for out-of-round components (Cylinder Bores especially).
 3. Provide proper lubrication. Consider the use of internally lubed O-rings.
 4. Replace with a harder O-ring.
 5. Consider use of alternate seal shapes. for example, the Parker. T-seal is
     specifically designed to prevent spiral failure and its use will allow for increased
     tolerances because of built-in anti-extrusion back-up rings. Parker T-Seals are
     available to fit a number of standard AS568 O-ring grooves and may directly
     interchange with O-rings in most cases.
 
 Identifi cation of Spiral Failure
 You will see the typical cuts that gave this type of O-ring failure its name.
 

Table 4
 Explosive Decompression
 As system pressures increase we are seeing this type of O-ring failure with more  
 frequency. It might be termed O-ring embolism, in that after a period of service under 
 high pressure gas, when the pressure is reduced too rapidly, the gas trapped within
 the internal structure of the O-ring expands rapidly, causing small ruptures or
 embolisms on the O-ring surface. This Table  provides a failure analysis discussion.
 Below figure illustrates an O-ring damaged by explosive decompression
 
 
                    
 
 Failure Analysis
 Explosive decompression or gas expansion rupture is caused by high pressure gas 
 trapped within the internal structure of the elastomeric seal element. Rapid decrease in
 system pressure causes the trapped gas to expand to match the external pressure and
 this expansion causes blisters and ruptures on the seal surface. If the volume of
 trapped gas is small, the blisters may recede as the pressure is equalized with little
 effect on seal integrity. Excessive trapped gas may cause total destruction of the seal.
 (Refer to Section III, O-Ring Applications, for more information on this problem.)
 
 Prevention/Correction
 Suggested solutions to explosive decompression are:
 1. Increase decompression time to allow trapped gas to work out of seal material.
 2. Choose a seal material with good resistance to explosive decompression.
 3. If problem persists and pressures are very high, consider use of Parker Metal Seals.
 
 Identifi cation of Explosive Decompression Failure
 The seal subjected to explosive decompression will often exhibit small pits or blisters
 on its surface. In severe cases, examination of the internal structure of the O-ring will
 reveal other splits and fissures. 

 Table5
 Abrasion
 Another rather common type of O-ring failure is abrasion.This usually is found only in  
 dynamic seals subject either to reciprocating, oscillating, or rotary motion. Possible
 causes of O-ring abrasion are listed in Table 10-5. Figure 10-5 shows wear on an O-
 ring.
 
 
                                   
                              Wear is Seen as Flattening of O-ring on One Side
 Failure Analysis
 In general, abrasion of O-ring seals is caused by one or more of the following:
1. Improper fi nish of the surface in dynamic contact with the O-ring. This surface fi nish
    may be too rough, acting as an    abrasive, or too smooth, causing inadequate
    lubrication due to inability of surface to hold lubricant.
2. Improper lubrication provided by system fl uid.
3. Excessive temperatures.
4. Contamination of system fl uid by abrasive particles.
 
 Prevention/Correction
 Suggested solutions to problems caused by abrasion are:
1. Use proper surface fi nish (see surface fi nish in Dynamic Seals section).
2. Provide adequate lubrication by use of proper system fl uid.
3. Consider use of internally lubricated O-rings to reduce friction and wear.
4. Check for contamination of fl uid and eliminate source. Install fi lters if necessary.
5. Consider changing to an O-ring material with improved


  
 
 Installation Damage
 Many O-ring failures can be directly attributed to improper installation. In spite of its simple
 appearance, the O-ring is a precision device requiring care during installation. Some of the more
 frequent causes of O-ring failure due to careless handling are listed in Table 10-6.

                                

 Failure Analysis
 Damage to an O-ring during installation can occur when:
 1.There are sharp corners on mating metal components such as the O-ring gland or threads  
     over which the O-ring must pass during assembly.
 2. Insuffi cient lead-in chamfer.
 3. Blind grooves in multi-port valves.
 4. Oversize O-ring on piston seal application.
 5. Undersize O-ring on rod application.
 6. O-ring twisted/pinched during installation.
 7. O-ring not properly lubricated before installation.
 8. O-ring dirty upon installation.
 9. O-ring gland and/or other surfaces over which O-ring must pass during assembly
     contaminated with metal particles.
10. General Carelessness.

 Prevention/Correction
 Probably the best way to prevent damage to O-rings during installation is the use of good old- 
 fashioned “Common Sense.” There are some specific solutions which are listed below:
 1. Break all sharp edges on metal components.
 2. Provide a 20° lead-in chamfer.
 3. Check all components for cleanliness before installation.
 4. Tape all threads over which the O-ring will pass.
 5. Use an O-ring lubricant such as Parker O-Lube or Parker Super O-Lube if its use will not 
     contaminate system.
 6. Double check O-ring to ensure correct size and material.
 7. Be CAREFUL.


Other Causes of O-Ring Failure

 Upon failure of an O-ring check all causes mentioned above.Although not illustrated here, there are 
 several other possible causes of O-ring failure. They are:
1. Weather and ozone degradation
2. Heat aging and oxidation
3. Loss of plasticizer(s)

If you encounter an unusual type of O-ring failure or are unable to identify a particular failure mode, please feel free to contact the O-Ring Division Applications Engineering Department for assistance. In most cases these experienced engineers will be able to offer both an identifi cation of the problem and a number of possible solutions.

Assembly Hints
Leak-free seals are achieved only when a proper sealing material is selected in the right size and suffi ciently deformed. Correct deformation depends on observance of machine element tolerances and surface fi nishes. In practical terms all factors infl uencing the seal must be considered. Inadequate or improper assembly will lead to high servicing costs and subsequent downtime.

Chamfers
To prevent damaging of seals during assembly, chamfers are necessary on all leading edges. All edges must be free from burrs and sharp edges bevelled. Figure 6 shows the leading edge chamfer and an O-ring before deformation. The dimension X should be greater than dimension Y to ensure a trouble-free assembly operation.

Traversing of Cross-Drilled Ports
An O-ring can be sheared when a spool or rod moves in a bore broken by cross-drilled ports. The deformed O-ring returns to its original round cross-section as it enters the port and is sheared as it leaves the drilled area. To avoid this, connection holes should be repositioned. If repositioning is not possible, an internal chamfer is recommended. Optimal solution is the relief of the bore on complete circumference which allows the O-ring to return to a round crosssection before being compressed again. See Figure 7.
                             


Cleanliness and Cleaning Materials
Lack of cleanliness of O-ring glands leads to leakage. To ensure protection from foreign particles of sealing faces during working life it is necessary to use fi lters or to plan maintenance cycles.
Cleaning material must also be a medium which is compatible with the elastomer. Also grease used to ease assembly must be compatible.

Stretching for Assembly
O-rings or back-up rings can be stretched during assembly by 50% of their inner diameters. With small inner diameters the percentage can be signifi cantly greater eventually becoming critical.
It therefore is important to ensure that the stretch remains less than elongation at break given in compound data sheets. If an O-ring is stretched to near its elastic limit it will still return to its original size after a short delay.

Rolling
O-rings of large inner diameters and small cross-sections tend to roll during assembly. An O-ring rolled during fi tting can be prone to spiral failure (cf. paragraph 10.1.2.3) or tend to
leak. See Figure 8.



Sharp Edges
O-rings should not be forced over sharp edges, threads, slits, bores, glands, splines, etc. Such sharp edges must be removed or covered. Fitting aids assist assembly and thus avoid sharp
edges. See Figures 9 and 10.


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Failure Mode and Effects Analysis for Customers

Parker Seal has a wide network of people who are trained to analyze your requirements and assist in suggesting intelligent solutions to specifi c problems during all stages…design…prototype…
testing…qualifi cation…specifi cation writing…and purchasing. All these services can be supplied by a trained Parker Territory Sales Manager or Parker Distributor.

Parker Territory Sales Managers serving customers in the fi eld are trained to recognize undesirable or uneconomical proposed applications in favor of those that are logical and cost effi cient. You can count on your Parker Territory Sales Manager and your Parker Distributor to give you good counsel. They can help you in many ways — preparation of preliminary sketches, submission of working samples for test and evaluation, and even during qualifi cation of a component or entire assembly.

Parker Seal also has the capability to analyze seals and their behavior in proposed applications through Finite Element Analysis (FEA). FEA is a powerful tool which allows the designer and the engineer to design complex parts and then verify with FEA mathematical models whether the design
will perform under actual conditions. If the proposed design shows shortcomings under this modeling analysis, changes can easily be made in the design until acceptable performance
is predicted by the model. All this can be done in a matter of days without investment in tooling, prototype parts, or physical testing. Parker engineers are available to help you with your sealing questions and all are fully qualified to recommend solutions to your sealing problems and how
these problems can be corrected to prevent future failure. At Parker Seal, customer satisfaction is our goal. Our internal and fi eld personnel are ready to help you with all your sealing needs, and your Authorized Parker Seal Distributor is a sealing expert who can assure you fast service and the kind
of reliable seals you need, when you need them. 

Molded Elastomeric O-Ring Quality Pass/Fail Limits
This section is intended to provide visual references regarding the standard published visual defect tolerances, which are dependant upon the actual cross section size of the subject O-ring. This information is based upon the industry standard MIL-STD-413C, which has subsequently been cancelled but is still in common use. The pictures displayed do not necessarily represent an acceptable or defective product. They are intended to display examples of how a given defect may appear. Several of the noted defects may vary in actual physical representation as it relates to size and shape. The use of other defect tolerance documents may apply if requested by the customer, and agreed upon at the time of quote. Unless requested otherwise, the requirements of MILSTD-
413C are utilized during the processing and inspection of Parker Seals O-Rings.



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